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THE HONOR SYSTEM
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The Honor System
I. INTRODUCTION
Communities exist by virtue of some consensus on values,
even though that consensus may be imprecise and unspoken. In a university,
it is essential that there be universal acceptance of certain enduring and
specific standards of academic conduct. These standards of academic
conduct constitute the Honor Code and are enforced by students through the
Honor Board.
Wesleyan’s Honor System dates to 1893 when students were
granted the right to oversee the academic integrity of their education.
The Honor System depends upon the willingness of all members of the
University to adhere to the standards of academic behavior articulated in
the Honor Code. Every student must understand and accept this
responsibility as a condition of enrollment. This substantial
responsibility is an important aspect of a Wesleyan education. There is an
inevitable tension between the concept of individual creativity, effort,
and achievement, and the notion that in a university community, learning
is a collective, collaborative process. Both concepts are valid.
Specifically, the Honor Code regulates the individual conduct of students
in academic matters and is not meant to minimize the importance of
collective learning. The Honor Code exists because standards of conduct
are essential for those academic exercises where the goal is to elicit and
assess the intellectual and creative work of individuals.
The Honor System does not impose rigid forms and
definitions where flexibility is required. Consequently, the application
of the Honor Code in a particular course is left in part to the discretion
of the instructor and his/her students. The instructor is required to
explain to the class any unusual conditions that may have an impact on the
application of the code. Whenever there is any question about the
application of the code, the student is responsible for clarifying the
matter with the instructor. Likewise, the members of the Honor Board and
faculty must play an active role in helping students come to a better
understanding of the philosophy and mechanics of the system. The Honor
Board, which adjudicates violations of the Honor Code, exists for several
related reasons: to afford the protection of fair process to students
alleged to have violated the Honor Code, to ensure that sanctions are
commensurate with violations, and to promote uniformity in the handling of
cases. Furthermore, the Honor Board serves as a constant reminder of
institutional values. Initial adjudication of alleged violations of the
Honor Code must issue from the Honor Board.
The success of the Honor System depends upon the
cooperation of the entire community; in matters of academic integrity,
students and faculty are equally involved.
II. THE HONOR CODE
A. The Pledge
Students pledge not to receive any assistance and not to
engage in any of the specific violations of the Honor Code outlined below.
Students must sign the pledge on any formal academic exercise if so
requested by the instructor concerned. The pledge reads, “Pledge, no aid,
no violations.”
B. Acts Constituting a Violation of the Honor Code
The following seven infractions constitute the basis for
the Honor Code:
1. The attempt to give or obtain assistance in a formal
academic exercise without due acknowledgment;
2. Plagiarism;7
3. The submission of the same work for academic credit
more than once without permission;
4. Willful falsification of data, information, or
citations in any formal academic exercise;
5. Deception concerning adherence to the conditions set by
the instructor for the formal academic exercise;
6. The failure to take constructive action in the event of
committing or observing a violation or an apparent violation.
7. Providing false information and/or deceptive use of
documents during an Honor Board hearing.
C. Constructive Action
It is the responsibility of members of the University to
take constructive action in the case of committing or observing an
apparent violation of the Honor Code, though this does not imply that
constructive action requires the observer of an apparent violation to
report to a third party, e.g., a person other than the alleged violator.
The following procedures constitute means of taking constructive action:
1. A student who believes his/her actions may conflict
with the principles of responsibility and integrity in the Honor Code must
discuss the matter with a member of the Honor Board as soon as possible.
2. If a person believes that the actions of a student
might conflict with the Honor Code, the person may discuss the matter as
soon as possible with the student concerned. If, after discussion, either
person remains concerned about a possible conflict with the code, the
student whose actions are in question must bring the matter to a member of
the Honor Board.
3. The observer of an apparent violation may report the
matter directly to the Honor Board without consulting the alleged
violator.
4. The observer of an apparent violation may make a report
to a resident advisor, a faculty member, or other University official. The
person to whom the report is made shall discuss the matter as soon as
possible with the alleged violator or shall report the matter to the Honor
Board.
III. THE HONOR BOARD
A. The Honor System shall be directed and guided by the
Honor Board. No punitive action may be taken by a faculty member or
University official with respect to an alleged violation of the code
unless fair process is followed. In a particular case, a faculty member or
University official may make a confidential recommendation to the Honor
Board as to what he/she considers an appropriate penalty to be levied by
the board, but primary responsibility for adjudication of Honor Code
infractions resides with the Honor Board. The appropriate faculty members
and University officials shall implement any sanctions imposed by The
Honor Board.
B. The Honor Board shall consist of four student members,
all with vote.
1. Of these four student members, two shall be juniors and
two shall be seniors. New members shall be selected by a panel of students
composed of the current members of the Honor Board and at least three
members of the Wesleyan Student Assembly. Normally, both juniors shall be
reappointed for a second year. One of these juniors shall become chair in
his/her senior year, although both may serve as co-chairs during their
second year.
2. The vice president for student affairs shall serve as
an ex officio member of the Honor Board.
IV. FAIR PROCESS
A. The Honor Board shall extend fair process as defined in
the Guidelines for University Disciplinary Proceedings. (See Joint
Statement on the Rights and Freedoms of Students available
online at www.wesleyan.edu/studenthandbook/appendix.ctt .)
B. An individual shall receive notice, in writing, of the
specific charge(s) brought against him/her. Such charge(s) must be
presented within a time adequate to allow for the preparation of his/her
defense. At the time of receiving such notice, the person shall also be
informed of his/her rights and of the procedure of the board before which
he/she will appear.
C. An individual shall have the right to a hearing
scheduled without unnecessary delay and shall be presumed innocent until
proven in violation.
D. If punitive action is taken by a faculty member or
University official with respect to an alleged violation of the code, the
student has the right ask the Honor Board for a hearing on the alleged
infraction(s).
E. An individual has the right to an advisor of his/her
choice from within the University.
F. An individual has the right to summon witnesses in
reasonable number and to question them personally or through an advisor.
Similarly, the individual shall have the right to know the identity of
his/her accuser(s) and witnesses to the alleged violation. At the summons
of either the board or the accused, any member of the University, unless
exempted by this section, has the obligation to testify as extensively as
the board may require.
G. An individual shall have the right to an open or closed
hearing at his/her discretion. A hearing is confined to the taking of
evidence and the hearing of witnesses. The Honor Board reserves the right
to a closed session for its deliberations.
H. At the hearing, all evidence and testimony bearing upon
the alleged violation shall be introduced in the presence of the
individual, who shall have the right to challenge any evidence and
question any witness. No member of the University staff with whom an
accused has entered into a confidential relationship shall be called upon
by the Honor Board to give evidence or information arising from that
relationship without the permission of the person appearing before the
judicial body. This shall not prevent an accused from calling persons with
whom he/she has entered into confidential relationships to give evidence
arising from that relationship. Through the permission of the accused, the
witness who imparts confidential information must testify with regard to
this specific information in response to questions from the board, except
that nothing in these provisions is to be construed to require any person
to violate the ethics of his/her profession.
I. A written summary of the decision shall be available
for inspection by members of the University. The summation shall include a
general statement of the charges, the judgment, and the rationale for the
decision where necessary. The summation shall not name the accused or any
witnesses nor include any information unnecessary to apprise members of
the community of the charges or the judgment.
J. A finding of violation shall require the unanimous vote
of the board.
K. In cases of violation, the board shall invoke such
penalties as it sees fit. All decisions of the Honor Board shall be
reported to the vice president for student affairs, who is responsible for
the implementation of the decision. When sanctions entail changes in
grades, the faculty member(s) involved is (are) required to implement the
decision of the Honor Board.
L. Appeal of Honor Board decisions may be taken by the
student to the President on the basis of the following: violation of fair
process; excessive or inappropriate sanction; new evidence that was not
readily available at the time of the hearing; and procedural error (if the
error adversely affected the outcome of the hearing).
Students who wish to appeal must do so in writing. The
appeal letter must clearly cite the grounds and rationale for the appeal.
Appeal letters should be addressed to the President and must be delivered
to the President’s Office prior to the date indicated in the written
notification of the Board’s decision (typically, students will have five
business days to file an appeal). 9
M. Except as explained herein and required by the
procedures of the Honor Board, or as permitted by the written consent of
the accused, all members of the Honor Board have an obligation to treat as
confidential the proceedings of any case.
N. For cases that are filed after the Honor Board has left
campus after the end of the spring semester, students have the option of
requesting a hearing before the vice president for student affairs along
with at least one Honor Board member, provided that the faculty member
bringing the case is also available. This option can be exercised only
when the aforementioned parties are present. This policy is designed for
situations in which (1) the student opts to proceed with the case over the
summer instead of waiting for a hearing before the full Honor Board during
the following fall semester, or (2) the student is scheduled to
participate in a fall and/or winter study abroad program and needs to have
the case adjudicated to determine his/her standing.
O. An individual who fails to appear for a duly scheduled
Honor Board hearing must present documentation to the vice president for
student affairs and Honor Board verifying an emergency, such as family or
medical, that prevented attendance. The vice president for student affairs
and the Honor Board will decide together whether the excuse warrants a
rescheduled hearing. Failure to appear without a valid excuse constitutes
a forfeiture of the privilege of a formal Honor Board Hearing, as it is
defined under the Joint Statement on the Rights and Freedoms of Students,
Section VI, Procedural Standards in Disciplinary Proceedings, Section D,
Hearing Committee Procedures (available online at www.wesleyan.edu/studenthandbook/appendix.ctt).
If the vice president for student affairs and the Honor Board determine
that the individual has forfeited the privilege, the individual will not
be entitled to reschedule an Honor Board Hearing, and the case will be
adjudicated by the Honor Board without the student present.
V. RECORDS
The decision of the Honor Board shall be reported to the
vice president for student affairs. The vice president for student affairs
shall receive written reports from the Honor Board, and a copy, together
with the paper or papers involved in the violation of the Honor Code,
shall be preserved in the records of the Honor Board.
VI. PENALTIES
Violations of the Honor Code are among the most serious
offenses an individual may commit at Wesleyan. The Honor Board shall
invoke penalties at its discretion, up to, and including, dismissal from
the University.
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PLAGIARISM
The Honor Code to which students subscribe upon entering
Wesleyan is merely a special application of the unwritten code that
governs all academic and scholarly affairs. Scholars on whatever level
must represent their findings truthfully. This means, first, that they
will not tamper with the truth as they see it. It means, second, that they
will not offer as theirs what others discovered or wrote—will not be
guilty of plagiarism. These responsibilities apply equally to professor,
researcher, and student. Nearly all Wesleyan students mean to be honest,
but some do not appreciate the extent to which plagiarism is dishonest. It
is important to recognize that plagiarism is theft, not of ideas, which
are in a sense the property of everyone, but of the credit for originating
ideas. Plagiarism is also fraud—intentional deception in order to obtain
what does not rightfully belong to one—for a student who plagiarizes
attempts to get from the instructor an unearned grade and from the
University an unearned degree. And, of course, the plagiarist also
affronts the rest of the
student body. Plagiarism,
finally, is impersonation, since every piece of written work presents an
image of its author.
For this last reason, plagiarism is particularly damaging
to the plagiarist. Just as an impersonator may get lost among assumed
roles, a plagiarist will almost certainly have a false understanding of
himself/herself, and of the education he/she is getting. “Theft,” “fraud,”
and “impersonation” are harsh words, but they accurately represent the
moral status of plagiarism and the severe prevailing attitude toward it.
Students who use another’s ideas or language without giving credit violate
the most basic agreement between students and the University; they attack
the academic enterprise at its heart. If students realize this, they will
hardly plagiarize intentionally, unless they are very cynical indeed.
Unfortunately, the proper use of other people’s work is a delicate
business, and students do sometimes plagiarize without intending to do so.
Moreover, education consists almost entirely in the proper use of other
people’s ideas, so that what the University asks you to do bears a certain
resemblance to what it asks you not to do. Inevitably, and rightly, a
large part of what any student can produce comes from books, from
instructors, and from other students. Nearly as bad as plagiarism would be
a total refusal to be influenced by what other people have written or
said, i.e., to participate in the educational interchange. Thus it is
necessary that all students familiarize themselves at the outset (if they
are not already familiar) with the difference between legitimate and
illegitimate borrowings. Those who are uncertain should find the following
essay helpful.
“DEFINITION OF PLAGIARISM”
By Harold C. Martin1
The academic counterpart of the bank embezzler and of the
manufacturer who mislabels his products is the plagiarist: the student or
scholar who leads his reader to believe that what he is reading is the
original work of the writer when it is not. If it could be assumed that
the distinction between plagiarism and honest use of sources is perfectly
clear in everyone’s mind, there would be no need for the explanation that
follows; merely the warning with which this definition concludes would be
enough. But it is apparent that sometimes men of good will draw the
suspicion of guilt upon themselves (and, indeed, are guilty) simply
because they are not aware of the illegitimacy of certain kinds of
“borrowing” and of the procedures for correct identification of materials
other than those gained through independent research and reflection.1
The spectrum is a wide one. At one end there is a
word-for-word copying of another’s writing without enclosing the copied
passage in quotation marks and identifying it in a footnote, both of which
are necessary. (This includes, of course, the copying of all or any part
of another student’s paper.) It hardly seems possible that anyone of
college age or more could do that without clear intent to deceive. At the
other end there is the almost casual slipping in of a particularly apt
term, which one has come across in reading and which so admirably
expresses one’s opinion that one is tempted to make it personal property.
Between these poles there are degrees and degrees, but they may be roughly
placed in two groups. Close to outright and blatant deceit—but more the
result perhaps, of laziness than of bad intent—is the patching together of
random jottings made in the course of reading, generally without careful
identification of their source, and then woven into the text, so that the
result is a mosaic of other people’s ideas and words, the writer’s sole
contribution being the cement to hold the pieces together. Indicative of
more effort and, for that reason, somewhat closer to honesty, though still
dishonest, is the paraphrase, an abbreviated (and often skillfully
prepared) restatement of someone else’s analysis or conclusion, without
acknowledgment that another person’s text has been the basis for the
recapitulation.
__________________________________________________
1 From Harold C. Martin, Richard M. Ohman, and James H.
Wheatly, The Logic
and
Rhetoric of Expansion,
3rd ed.New York: Hold, Rinehart and
Winston, 1969.
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The examples given below should make clear the dishonest
and the proper use of source material. If instances occur which these
examples do not seem to cover, conscience will in all likelihood be
prepared to supply advice.
THE SOURCE2
The importance of the Second Treatise of Government
printed in this volume is such that without it we should miss some of the
familiar features of our own government. It is safe to assert that the
much criticized branch known as the Supreme Court obtained its being as a
result of Locke’s insistence upon the separation of powers; and that the
combination of many powers in the hands of the executive under the New
Deal has still to encounter opposition because it is contrary to the
principles enunciated therein, the effect of which is not spent, though
the relationship may not be consciously traced. Again we see the
crystallizing force of Locke’s writing. It renders explicit and adapts to
the British politics of his day the trend and aim of writers from Languet
and Bodin through Hooker and Grotius, to say nothing of the distant
ancients, Aristotle and the Stoic school of natural law. It sums up
magisterially the arguments used through the ages to attack authority
vested in a single individual, but it does so from the particular point of
view engendered by the Revolution of 1688 and is in harmony with the
British scene and mental climate of the growing bourgeoisie of that age.
Montesquieu and Rousseau, the framers of our own Declaration of
Independence, and the statesmen (or should we say merchants and
spectators?) who drew up the Constitution have re-echoed its claims for
human liberty, for the separation of powers, for the sanctity of private
property. In the hands of these it has been the quarry of liberal
doctrines; and that it has served the Socialist theory of property based
on labor is its final proof of breadth of view.
A.
Word-for-Word Plagiarizing
It is not hard to see the importance of the Second
Treatise of Government to our own democracy. Without it we should miss
some of the most familiar features of our own government. It is safe to
assert that the much criticized branch known as the Supreme Court obtained
its being as a result of Locke’s insistence upon the separation of powers;
and that the combination of many powers in the hands of the executive
under the New Deal has still to encounter opposition because it is
contrary to the principles enunciated therein, the effect of which is not
spent, though the relationship may not be consciously traced. The framers
of our own Declaration of Independence and the statesmen who drew up the
Constitution have re-echoed its claims for human liberty, for the
separation of powers, for the sanctity of private property. All these are
marks of the influence of Locke’s Second Treatise on our own way of life.
In this example, after composing half of a first
sentence, the writer copies exactly what is in the original text, leaving
out the center section of the paragraph and omitting the names of
Montesquieu and Rousseau where he takes up the text again. The last
sentence is also the writer’s own.
If the writer had enclosed all the copied text in
quotation marks and had identified the source in a footnote, he would not
have been liable to the charge of plagiarism; a reader might justifiably
have felt, however, that the writer’s personal contribution to the
discussion was not very significant.
B. The Mosaic
The crystallizing force of Locke’s writing may be seen in
the effect his Second Treatise of Government had in shaping some of the
familiar features of our own government. That much criticized branch known
as the Supreme Court and the combination of many powers in the hands of
the executive under the New Deal are modern examples. But even the
foundations of our state the Declaration of Independence and the
Constitution have re-echoed its claims for human liberty, for the
separation of powers, for the sanctity of private property. True, the
influence of others is also marked in our Constitution from the trend and
aim of writers like Languet and Bodin, Hooker and Grotius, to say nothing
of Aristotle and the Stoic school of natural law; but the fundamental
influence is Locke’s Treatise, the very quarry of liberal doctrines.
Note how the following phrases have been lifted out of the
original text and moved into new patterns:
crystallizing force of Locke’s writing
some of the familiar features of our own government
much criticized branch known as the Supreme Court
combination of many powers in the hands of the executive
under the New Deal
have re-echoed its claims for human liberty . . . property
from the trend and aim . . . Grotius
to say nothing of Aristotle and . . . natural law
quarry of liberal doctrines
As in the first example, there is really no way of
legitimizing such a procedure. To put every stolen phrase within quotation
marks would produce an almost unreadable, and quite worthless, text.
______________________________
2 Charles L. Sherman,
Introduction to John Locke: “Treatise on Civil Government” and
a “Letter Concerning Toleration.” New York: Appleton-Century Crofts, 1937.
C. The Paraphrase
Paraphrase: Many fundamental aspects of our own government
are
Original: Many familiar features of our own government are
P: apparent in the Second Treatise of Government. One can
safely
O: apparent in the Second Treatise of Government. It is
safe to
P: say that the oft-censured Supreme Court really owes its
existence
O: assert that the much criticized . . . court obtained
its being as
P: once to the Lockeian demand that powers in government
be kept
O: a result of Locke’s insistence upon the separation of
powers;
P: separate; equally one can say that the allocation of
varied
O: and that the combination of many powers
P: and widespread authority to the president during the
era of
O: in the hands of the executive under the
P: the New Deal has still to encounter opposition because
it is
O: New Deal has still to encounter opposition because it
is
P: contrary to the principles enunciated therein . . .
Once more it
O: contrary to the principles enunciated therein . . .
Again we see
P: is possible to note the way in which Locke’s writing
clarified existing opinion
O: the crystallizing force of Locke’s writing.
The foregoing interlinear presentation shows clearly how
the writer has simply traveled along with the original text, substituting
approximately equivalent terms except where his understanding fails him,
as it does with “crystallizing,” or where the ambiguity of the original is
too great a tax on his ingenuity for him to proceed, as it is with “to
encounter opposition... consciously traced” in the original.
Such a procedure as the one shown in this example has its
uses; for one thing, it is valuable for the student’s own understanding of
the passage; and it may be valuable for the reader as well. How, then, may
it be properly used? The procedure is simple. The writer might begin the
second sentence with: “As Sherman notes in the introduction to his edition
of the Treatise, one can safely
say . . .” and conclude the
paraphrased passage with a footnote giving the additional identification
necessary. Or he might indicate directly the exact nature of what he is
doing, in this fashion: “To paraphrase Sherman’s comment . . .” and
conclude that also with a footnote indicator.
In point of fact this source does not particularly lend
itself to honest paraphrase, with the exception of that one sentence which
the paraphraser above copied without change except for abridgement.
The purpose of paraphrase should be to simplify or to throw a new and
significant light on a text; it requires much skill if it is to be
honestly used and should rarely be resorted to by the student except for
the purpose, as was suggested above, of his personal enlightenment.
D. The “Apt” Term
The Second Treatise of Government is a veritable quarry of
liberal doctrines. In it the crystallizing force of Locke’s writing is
markedly apparent. The cause of human liberty, the principle of separation
of powers, and the inviolability of private property—all three, major
dogmas of American constitutionalism—owe their presence in our
Constitution in large part to the remarkable Treatise, which first
appeared around 1685 and was destined to spark, within three years, a
revolution in the land of its author’s birth and, ninety years later,
another revolution against that land.
Here the writer has not been able to resist the
appropriation of two striking terms—“quarry of liberal doctrines” and
“crystallizing force”; a perfectly proper use of the terms would have
required only the addition of a phrase; The Second Treatise of Government
is, to use Sherman’s suggestive expression, a “quarry of liberal
doctrines.” In it the “crystallizing force”—the term again is Sherman’s—of
Locke’s writing is markedly apparent.
Other phrases in the text above—“the cause of human
liberty,” “the principle of the separation of powers,” “the inviolability
of private property”—are clearly drawn directly from the original source
but are so much matters in the public domain, so to speak, that no one
could reasonably object to their re-use in this fashion.
Since one of the principal aims of a college education is
the development of intellectual honesty, it is obvious that plagiarism is
a particularly serious offense, and the punishment for it is
commensurately severe. What a penalized student suffers can never really
be known by anyone but himself; what the student who plagiarizes and “gets
away with it” suffers is less public and probably less acute, but the
corruptness of his act, the disloyalty and baseness it entails, must
inevitably leave a mark on him as well as on the institution of which he
is a member.
Mr. Martin’s remarks cover the use of written sources. A
number of problems also arise that have to do with use of ideas picked up
in the classroom or in conversations. In general, it is not necessary to
give credit to Professor A for his ideas in a paper submitted to him; but
a paper submitted to Professor B should acknowledge Professor A’s
influence. Discussion with other students will produce understanding of a
general sort that need not be traced to its origin, but whenever
discussion contributes something specific to the writing of a paper, that
contribution should be noted. In ambiguous cases it is best to err on the
side of being overscrupulous. Finally, it is legitimate to have a friend
read a draft of a paper and comment on its clarity, logic, or accuracy.
Such assistance should be acknowledged; and in no case should the
assistance extend to rewriting.
It is impossible, in a brief treatment of this sort, to
anticipate every problem that can arise in the use of sources. But the
principle is clear: Always give credit for ideas and phrasings that do not
originate with you, except when they are commonplace or when they are so
familiar in the context of a given course that the instructor could not
mistake your intention. This is a rigorous principle, rigorously applied
at Wesleyan. It is also an honorable one, and adherence to it is one of
the satisfactions of a mature student who is getting an honest education.
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